A dissertation is a complex document with many moving parts. Several theories and concepts are likely to inform the argument you make in your dissertation, which will draw on many ideas to support the viability of your hypothesis. The conceptual framework is an essential part of your dissertation, one that will shape the focus of your research. 

Since conceptual frameworks can vary by discipline, you’ll want to look at sample documents from your field. Better yet, ask your advisor to share examples of conceptual frameworks written by recent graduates from your program. This section of your dissertation can be difficult to write, and it’s a good idea to ask questions. The conceptual framework can be intimidating because the theories you’re working with feel complex and abstract. The good news is, you’re better prepared to write this section than you realize. 

Conceptual Framework Questions

Let’s consider some of the questions often asked about the conceptual framework: 

  1. What is a conceptual framework?
  2. When is a conceptual framework introduced? 
  3. How long should my conceptual framework be? 
  4. How do I structure my conceptual framework?
woman holding a stack of books in a library

What is a Conceptual Framework?

A conceptual framework is the lens through which your research is being viewed. Concepts are the theoretical underpinnings used to frame research in your field. A clear conceptual framework anchors your research in the context of known models and established theories used by scholars in your field. It also offers insight into how your research will build upon earlier contributions to the body of knowledge. 

Conceptual Framework Examples

A lens is a good metaphor for describing the role a conceptual framework plays in a dissertation. It offers direct access to the perspective from which research is being evaluated and interpreted in your dissertation, and distinguishes it from other approaches. For instance, research examining economic trends using feminist theory will be quite different from research that relies on legal or post-structural or game theory. 

For me, writing the conceptual framework of my dissertation was all about making connections. It made me think deeply about how my topic was rooted within an ecosystem of tangled, interconnected ideas. Writing the conceptual framework of your dissertation is an intellectual exercise that shows how dynamic the production of knowledge really is, and also how mutable topics are depending on the lens you’re looking at them through. 

man taking notes in front of his laptop at sunset

As you are reading different conceptual framework examples, pay attention to the references the authors make. What theories do they cite? Which researchers are influential? The conceptual framework is a section of the dissertation where you can expect to see landmark studies and seminal works used as a solid foundation for further research. As a faculty mentor once told me, find the North Star of your research, and then figure out which theories will help you get there. 

When is a Conceptual Framework Introduced?

The conceptual framework is an established section in most dissertations. Though in some creative fields the conceptual framework is part of the introduction, it is conventionally located in Chapter 1 or Chapter 2 of the dissertation. In some dissertations, there will be a conceptual framework section in each of those chapters.

Clarity is key when introducing your conceptual framework. It’s important to quickly establish a reference point for your readers and let them know which theories have been foundational to your research. It’s best to begin this section by stating your conceptual framework and then the theories and researchers who developed it. Provide any information that you feel is essential to understanding your approach to your research. 

How Long is a Conceptual Framework?

woman sitting in an armchair and typing on her laptop

Length is another area where conceptual frameworks vary by program, discipline, and university. Before you begin, ask your advisor about the expectations for your department. While conceptual frameworks are generally 1-3 pages, they can be more extensive. In dissertations where conceptual framework is discussed in multiple chapters, the first section may consist of a brief introduction to the conceptual framework being used, with a more in-depth discussion taking place in the next chapter. 

When outlining your conceptual framework, remember to be clear and concise. Though the document is intended to reflect the wealth of research you’ve already done, resist the urge to overwrite. There will be plenty of opportunities throughout your dissertation to discuss your ideas in depth. 

Writing a conceptual framework is an act of brevity. It’s a great opportunity to show your audience that you have a firm grasp on the theories you’re working with, and you can explain their relevance to your topic in a way that is short and to the point. It may take you a few drafts to get your conceptual framework right, but these revisions will be a sound investment of your time and energy. 

Conceptual Framework Structure

bearded man taking notes next to a stack of books

The structure of your conceptual framework should provide insight and perspective into the way in which you approach your research. If your conceptual framework comprises multiple theories or lenses, you’ll want to show how you believe they are connected. If you think this sounds tricky, fear not. These are deep intellectual waters that you’re swimming in, but you’re well-prepared for the challenges ahead. 

While the bulk of your conceptual framework will be written, visuals are also an option that many doctoral students use to illustrate their process. The images may include models that show the intersection of the theories that make up your conceptual framework. Flow charts and concept maps that are relevant to your conceptual framework may also be helpful. 

Creating Context

Having a clear conceptual framework helped me put complex–and sometimes competing–ideas in context. My topic–authenticity of reconstructed literary landmarks in the South–felt perilously narrow and isolated until I started thinking about my conceptual framework. It offered a clear illustration of the disparate elements that I would be looking at in my qualitative research. 

The theories that explain the phenomena of tourism are cross-disciplinary and far-reaching. My conceptual framework, which covered everything from heritage economies to cultural production, gave me a way to explain why that is. It allowed me to see the phantom threads tying my own theoretical assertions together. I could feel that there was something there, and my conceptual framework showed me how to prove it.